regions bank chief compliance officer

Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Beth Ardoin Chief Communications Officer . Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. He leads the company's Executive Leadership Team. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. He is a member of the companys Executive Leadership Team. Chief Risk Officer. Fill out the form to connect with a representative and learn more. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. The solution? Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Mehlman received her bachelors degree from Cornell University. John M. Turner, Jr. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Chief Digital Officer. Hope Dmuchowski Chief Financial Officer. Senior Executive Vice President Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Prior to assuming her current role, she was named associate director of investor relations in 2010. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Corporate governance is my passion. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. 205-264-4551 He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Fournier J. Gale, III Mehlman received her bachelors degree from Cornell University. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Chief Enterprise Operations and Technology Officer. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Corporate Banking Division Head. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. He is a member of the Regions Executive Leadership Team. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Executive Vice President Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Lead Compliance Officer job in Tempe at Wells Fargo Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Leadership Team and Board of Directors - First Horizon Bank He began his career at Crestar Mortgage. Youre about to leave Regions to use an external site. The LifeGreen color is a trademark of Regions Bank. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Advisory Services are offered through Cetera Investment Advisers LLC. For Bank Chief Risk Officers, No Room for Error in Compliance Head of Corporate Banking Group. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. This 32-page document allows for easier reading and reference. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Discover the four best practice approaches in investigation management. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Regions provides links to other websites merely and strictly for your convenience. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Regions Investment Solutions is a marketing name of Cetera Investment Services. Privacy Policy. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. By Jeremy King | February 9, 2021. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. and Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. John Turner is president and chief executive officer of Regions Financial Corporation. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Nix will report to Tara Plimpton, chief legal officer for the bank. CCOs must monitor and respond to changes in compliance risks. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. You should consult privacy disclosures at the linked website for further information. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Turner holds a bachelors degree in economics from the University of Georgia. First Horizon Bank. By clicking the "Submit" button, you are agreeing to the The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. She is also a member of the Rotary Club of Greater Birmingham. Fournier J. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Jeremy D. King Ronald G. Smith Regions News Online: regions.doingmoretoday.com President, Regions Foundation. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Andrews experience and insights will help us build on these accomplishments. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Regions' new chief transformation officer has expansive mandate Chief Transformation Officer. Prior to assuming his current role, he. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. In addition, Nolan oversees competitive and strategic analysis. Danella earned a bachelors degree in Economics and English from Vanderbilt. Cheatham graduated from Auburn University with a bachelors degree in accounting. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Questions about becoming a Gartner client? Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Privacy Policy. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He is also a member of the United Ways Tocqueville Society. John Turner is president and chief executive officer of Regions Financial Corporation. Dana Nolan serves as the Head of Investor Relations at Regions. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Nolan joined Regions in 1989. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Senior Executive Vice President Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Smith is a member of the companys Executive Leadership Team. Andrew Nix. for the Southeastern Chapter of the Society for Corporate Governance. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Senior Executive Vice President This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Head of Corporate Banking Group. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Advisory Services are offered through Cetera Investment Advisers LLC. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. You should consult privacy disclosures at the linked website for further information. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. and Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. He is a alumnus of the Graduate School of Banking at Louisiana State University. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Executive Vice President It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member.

The Boro Restaurant Hillsboro, Mo, Retirement Bungalows To Rent In Leicestershire, Hixson Tn Baseball Tournament, Articles R